Investment and Financial Planning Schedule


The initial consultation is free and there's no obligation.

Financial Planning

Comprehensive Financial Plan = $800.00

This fee is waived for asset management clients.

Investment Management

$5,000 to $10,000,000 = 0.5%.

$10,000,001 to $20,000,000 = 0.35%

$20,000,001 = Negotiable.

The investment management fee is a percentage based on the amount of assets under management.  It's an annual fee charged quarterly as outlined in the firm’s ADV filing.  In addition to the annual fee there may be trading fees assessed by T.D. Ameritrade. 

For example:

Wife’s IRA = $500,000

Husband’s IRA = $500,000

Joint Account = $500,000.

Total assets = $1,500,000.   The investment fee would be .5% or $7,500; billed quarterly at $1,875.